Finance Practice

Maintain a purchase access register and review exceptions

Give authorised purchasers clear boundaries and trace every transaction to evidence and approval.

Preparation
Policy setup followed by scheduled access and statement reviews.
Difficulty
Moderate
Task
Control purchase access
Back to the Task: Control purchase access

Before you start

Get what you need before you start

  • Bring the approved purchase policy, issuer terms, authorised users, approvers, and accountant requirements.
  • Choose who may grant, change, and remove access.

Steps

Work through the method

Use the listed inputs and tools. Check the evidence when you need to verify a step.

  1. Create the access register

    Record each user, business purpose, limit, payment method, approver, start date, and review date. Link the approved policy and issuer terms.

    Why it matters: A visible boundary gives each purchase and access change an accountable owner.

    Input
    The approved policy, issuer terms, and authorised-user decisions.
    Output
    A current purchase access register.
    Tools in this step

    Evidence for this step

  2. Attribute and support each purchase

    Record the purchaser and business purpose, attach the checked evidence, and send the transaction to its approver.

    Why it matters: Attribution and evidence allow the approver and accountant to review the real purchase.

    Input
    The transaction, purchaser statement, and source document.
    Output
    An attributed purchase with evidence and approval state.
    Tools in this stepQuickBooks Online

    Evidence for this step

  3. Review statements, exceptions, and recurring items

    Compare purchases with the statement, route exceptions, and review recurring items by owner and next renewal date. Ask the accountant to review expense treatment.

    Why it matters: Regular review finds missing attribution and access that no longer serves its approved purpose.

    Input
    The statement, register, purchase records, and recurring-item list.
    Output
    A reconciled review with access changes and owned exceptions.
    Tools in this stepQuickBooks Online

    Evidence for this step

Success checks

Check the result before you finish

  • Every purchaser has an approved purpose, limit, approver, and review date.
  • Every transaction has attribution, evidence, and an approval state.
  • Statement exceptions and recurring items have owners and next actions.

Failure modes

Watch for these problems

  • A shared method hides the purchaser. Require individual attribution.
  • Tool permissions replace company policy. Apply both boundaries.
  • A QuickBooks role is treated as a card limit, issuer liability rule, insurance control, or company authorisation. Keep those decisions in their proper policies and systems.
  • An exception changes employment status automatically. Send it to HR or legal.

Tools

Choose the tools you need

Sources

Read the sources behind this practice

Check what each source supports and where the advice has limits.